ROCKLAND CAPITAL, LP

RIASEC RegisteredEst. 2012
Total AUM
$4.4B
Discretionary
$4.4B
100% of AUM
Avg account
$439M
Accounts
10
Employees
24
Advisory reps
8

Firm details

Headquarters
THE WOODLANDS, Texas
CRD number
156791
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rockland Capital, LP is organized as a limited partnership and operates as a private equity fund manager that also serves as sponsor/GP and manager of pooled investment vehicles. The firm is registered with the SEC (since 2012) and targets institutional clients. Its operating activities include commodity pool operator/commodity trading adviser functions and portfolio management on behalf of pooled vehicles. Ownership is a mix of a domestic entity and an individual. Compensation is structured as a percentage-of-assets-under-management plus performance-based fees. Rockland Capital does not report itself as an active ESG investor and is not positioned as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Nolena Meche

    Chief Financial OfficerCRD 7242813

  • JOHN MCMULLAN

    General Counsel & Chief Compliance OfficerCRD 7718218

Contacts

3 of 6
  • JAMES MAIZ

    Co-Managing PartnerCRD 5925445

  • WILLIAM HARLAN

    Co-Managing PartnerCRD 5925441

  • THOMAS SMITH

    Executive OfficerCRD 5814508

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

THE WOODLANDS, TX

MONTGOMERY

Location

THE WOODLANDS, TX

Headquartered in THE WOODLANDS, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
MONTGOMERY
Address
24 Waterway Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth