Rockingstone Advisors
Firm details
- Headquarters
- Great Barrington, Massachusetts
- CRD number
- 149592
- Registered since
- March 5, 2013
- Website
- www.rockingstoneadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI99.25%
- Individuals0.75%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Rockingstone Advisors is an independent registered investment adviser structured as an LLC and first registered with the SEC in 2013. The firm serves individual and family clients on a percentage-of-AUM fee basis and offers portfolio management for individuals/small businesses as well as for businesses or institutions. It also performs selection-of-other-advisers work and identifies itself as a capital allocator, arranging third-party manager allocations alongside in-house portfolio management. The firm reports a preference for equities and is not identified as an active ESG investor. Its reported advisory activities emphasize discretionary portfolio management and manager selection rather than pension consulting or related-adviser arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities74%
- Private Funds9%
- Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities4%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Eric Katzman
Founding Partner & Co-Chief Investment OfficerCRD 2300355
Contacts
2 of 2Margaret Sakakeeny
MemberCRD 5643079
Brandt Sakakeeny
Investment Advisor RepresentativeCRD 1709197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 94Active vs passive
$155M in ETFs
87%
$135M
10%
$19.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $11.4M | 224,847 | 7.34% |
Location
Great Barrington, MA
Berkshire
Location
Great Barrington, MA
Headquartered in Great Barrington, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- Berkshire
- Address
- 292 Main St
- Time zone
- ET (UTC-5)
- Office locations
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