Rockingstone Advisors
Firm details
- Headquarters
- Great Barrington, Massachusetts
- CRD number
- 149592
- Registered since
- March 5, 2013
- Website
- www.rockingstoneadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI99.25%
- Individuals0.75%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Rockingstone Advisors is an independent, owner-managed registered investment adviser that focuses on portfolio management for individuals, small businesses and institutional clients. The firm is SEC-registered (registered in 2013) and bills clients on a percentage-of-assets-under-management basis. Its activities include direct portfolio management and the selection of third-party advisers, and the firm identifies individual and family clients as its primary base. Rockingstone reports that it does not position itself as an ESG-focused manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities74%
- Private Funds9%
- Investment Grade Corp Bonds5%
- Non-Exchange Traded Equities4%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1
Eric Katzman
Founding Partner & Co-Chief Investment OfficerCRD 2300355
Contacts
2 of 2
Brandt Sakakeeny
Investment Advisor RepresentativeCRD 1709197
Margaret Sakakeeny
MemberCRD 5643079
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 93Active vs passive
$155M in ETFs
87%
$135M
10%
$19.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $12.2M | 242,162 | 7.87% |
Location
Great Barrington, MA
Berkshire
Location
Great Barrington, MA
Headquartered in Great Barrington, MA, in the Northeast of the United States.
- Region
- Northeast
- County
- Berkshire
- Address
- 292 Main St
- Time zone
- ET (UTC-5)
- Office locations
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