ROCKFORD GROUP INVESTMENT ADVISOR

Overview

Rockford Group Investment Advisor is a small, independent registered investment adviser that serves individual, family and some institutional clients with a mix of financial planning, portfolio management for individuals and small businesses, pension consulting and adviser selection. The firm also operates as an insurance broker, which suggests it integrates insurance solutions with its advisory work rather than operating purely as an asset manager. Rockford Group acts as a capital allocator: its activity centers on using pooled public funds for core exposure while selectively allocating to external third-party alternative managers focused on real estate. The firm runs client relationships on a fee basis that includes a percentage-of-AUM component, hourly charges and other fee arrangements, and manages assets on a discretionary basis. It is not an active ESG investor and is organized as a limited liability company with an individual owner-type structure. Given its scale and status as a single-state adviser, its operating model appears oriented toward personalized planning and outsourced specialty allocations rather than large-scale proprietary investment product development.

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