ROCKET CAPITAL MANAGEMENT, L.L.C.

RIASEC Registered
Total AUM
$32.4M
Discretionary
$31.1M
96% of AUM
Avg account
$364K
Accounts
89
Employees
3
Advisory reps
2

Firm details

Headquarters
WAYZATA, Minnesota
CRD number
128077
Custodians
CHARLES SCHWAB & CO., INC., RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals44.91%
  • HNWI37.13%
  • Pooled Investment Vehicles17.96%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

Rocket Capital Management, L.L.C. is a small, hedge-fund–style investment adviser organized as an LLC that serves both individual/family and institutional clients. The firm combines discretionary portfolio management with pooled investment vehicle management and publishes regular market commentary or newsletters. Its fee model includes a traditional percentage of assets under management plus performance-based fees, reflecting a structure aligned with managers that run private funds in addition to separate accounts. Investment emphasis tilts toward publicly traded equities executed through separately managed accounts and exchange-traded vehicles, while the firm also sponsors and manages a private hedge fund and allocates to a range of alternative asset strategies. Rocket Capital appears to run concentrated investment sleeves and pooled vehicles under its control, acting as sponsor, general partner and managing member where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 27%, Cash & Cash Equivalents 16%, US Government Bonds 2%, Other 2%, State & Local Bonds 1%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds27%
  • Cash & Cash Equivalents16%
  • US Government Bonds2%
  • Other2%

Contacts

2 of 2
  • JOHN HURD

    President, Senior Portfolio ManagerCRD 727132

  • BENJAMIN SCHEIBE

    Senior Vice PresidentCRD 2565323

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WAYZATA, MN

HENNEPIN

Location

WAYZATA, MN

Headquartered in WAYZATA, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
319 Barry Ave S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth