Rockbridge Investment Management, LLC
Firm details
- Headquarters
- Syracuse, New York
- CRD number
- 115754
- Registered since
- October 18, 2001
- Website
- rockbridgeinvest.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI55.93%
- Individuals17.78%
- Corporations / Businesses12.15%
- Charitable Organizations9.83%
- Pension & Profit Sharing Plans4.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rockbridge Investment Management, LLC is an independent, SEC-registered advisory firm organized as an LLC and in operation since 2001. The firm serves both individual and family clients as well as institutional and business clients, offering financial planning and portfolio management services for individuals, small businesses, and institutions. Its fee arrangements include asset-based fees, hourly charges, and fixed-fee engagements. Rockbridge does not position itself as an in-house capital allocator; instead it uses third‑party managers for alternative exposures. The firm is not identified as an active ESG investor and is not designated as a multistate adviser. Rockbridge received recognition from FA Magazine in 2020 as one of the Top RIA Firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Public Funds/Mutual Funds23%
- US Government Bonds22%
- Investment Grade Corp Bonds6%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
Patrick Rohe
Chief Executive OfficerCRD 5556468
Robert Ryan
Principal and Chief Investment OfficerCRD 4363043
Nicholas Stancato
Chief Operating OfficerCRD 7243320
Contacts
3 of 8
Adam Underwood
Financial PlannerCRD 6975948
Zachary DeBottis
Financial AdvisorCRD 7371344
Claire Ariglio
Investment Advisory RepresentativeCRD 6403263
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 110Active vs passive
$1.2B in ETFs
69%
$854M
22%
$376M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US AGGREGATE BOND ETF (SCHZ) | Schwab | Passive | Intermediate Core Bond | $225M | 9,693,597 | 18.30% |
Location
Syracuse, NY
Onondaga
Location
Syracuse, NY
Headquartered in Syracuse, NY, anchoring the Syracuse-Auburn, NY metro in the Northeast.
- Metro area
- Syracuse-Auburn, NY
- Region
- Northeast
- County
- Onondaga
- Address
- 220 S Warren St
- Time zone
- ET (UTC-5)
- Office locations
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