ROCK SPRINGS CAPITAL

RIASEC RegisteredEst. 2013
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$404M
Accounts
6
Employees
17
Advisory reps
4

Firm details

Headquarters
BALTIMORE, Maryland
CRD number
168648
Registered since
September 27, 2013
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rock Springs Capital is a limited partnership organized as a hedge fund and registered with the SEC in 2013. The firm serves institutional clients and operates pooled investment vehicles, acting in sponsor/GP roles and performing CPO/CTA-type activities. Its compensation combines asset-based fees with performance fees. Rock Springs Capital does not present itself as an ESG investor and is not positioned as a capital allocator to diversified third-party managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • AIDAN O'CONNOR

    Chief Compliance Officer and General CounselCRD 6606154

  • NNAMDI ETOH

    Chief Financial OfficerCRD 5350446

Contacts

2 of 2
  • GORDON BUSSARD

    Limited PartnerCRD 6241923

  • KRIS JENNER

    Co-Founder and Managing MemberCRD 6241926

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 2

Active vs passive

$7.7M in ETFs

Passive

100%

$7.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI)State StreetPassiveHealth$3.8M30,00050.00%

Location

Primary office

BALTIMORE, MD

BALTIMORE CITY

Location

BALTIMORE, MD

Headquartered in BALTIMORE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE CITY
Address
650 S Exeter St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth