Rock Springs Capital

RIASEC RegisteredEst. 2013
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$404M
Accounts
6
Employees
17
Advisory reps
4

Firm details

Headquarters
Baltimore, Maryland
CRD number
168648
Registered since
September 27, 2013
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Rock Springs Capital is organized as a limited partnership and operates as a hedge fund manager that primarily serves institutional investors. The firm has been SEC-registered since 2013 and lists both a domestic entity and an individual as owners. Its business mix centers on managing pooled investment vehicles and it performs CPO/CTA-type activities; it also appears as sponsor, general partner, or managing member of pooled vehicles. Compensation combines an asset-based fee with performance-based fees. Rock Springs does not identify as an active ESG investor and is not positioned as a multi-state or newly formed adviser. It provides portfolio management for pooled vehicles rather than retail advisory services, and the firm does not present itself as a pension consultant or a capital allocator in the sense of directing third-party capital to outside managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Aidan O'connor

    Chief Compliance Officer and General CounselCRD 6606154

  • Nnamdi Etoh

    Nnamdi Etoh

    Chief Financial OfficerCRD 5350446

Contacts

2 of 2
  • Gordon Bussard

    Limited PartnerCRD 6241923

  • Kris Jenner

    Kris Jenner

    Co-Founder and Managing MemberCRD 6241926

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
650 S Exeter St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth