Adams Diversified Equity Fund, Inc.

RIASEC RegisteredEst. 2015
Total AUM
$3B
Discretionary
$3B
100% of AUM
Avg account
$3B
Accounts
1
Employees
20
Advisory reps
10

Firm details

Headquarters
Baltimore, Maryland
CRD number
281263
Registered since
August 24, 2015
Fee structure
Other
Client types
  • Investment Companies100%

Firm profile

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Overview

Adams Diversified Equity Fund, Inc. is organized as a corporation and is registered with the SEC (registration in 2015). The vehicle reports an institutional client base and is classified as having an individual owner type. It is not positioned as an ESG investor and does not operate as a multi-state adviser. The firm's publicly reported business activity is listed as CPO or CTA, and its fee structure is categorized as "Other." The corporate form, single-client account structure (see AUM & Accounts), and the CPO/CTA listing suggest the entity operates as an institutional pooled vehicle rather than a traditional retail RIA. Public filings indicate the adviser classification is "Other Investment Adviser."

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 4
  • Janis Kerns

    Janis Kerns

    Chief Compliance Officer & General CounselCRD 2608995

  • Mark Stoeckle

    Mark Stoeckle

    Chief Investment OfficerCRD 2820507

  • Brian Hook

    Brian Hook

    Chief Financial OfficerCRD 6545341

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Contacts

3 of 6
  • Douglas Swindell

    Douglas Swindell

    President and Portfolio ManagerCRD 1411901

  • Lauriann Kloppenburg

    Lauriann Kloppenburg

    Member, Board Of DirectorsCRD 4216151

  • Frederic Escherich

    DirectorCRD 2637008

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 16

Active vs passive

$163M in ETFs

Passive

100%

$163M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) FINANCIAL SELECT SECTOR SPDR(R) ETF (XLF)State StreetPassiveFinancial$12.7M237,0007.80%

Location

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Baltimore City
Address
500 E Pratt St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth