Rochester Financial Services

Overview

Rochester Financial Services is an owner-operated, independent registered investment adviser that provides financial planning and discretionary portfolio management for individuals, families and small businesses. The firm is structured as a sole proprietorship and has been SEC-registered since 1999. Its business model centers on fee-based advice — combining a percentage-of-AUM charge with hourly and fixed-fee engagements — and delivering personalized investment management rather than acting as a capital allocator or manager of third-party alternative funds. Investment activity is concentrated in traditional, pooled vehicles and managed accounts. The firm does not identify as an active ESG investor and does not operate as a multi-state adviser. Its advisory scope is narrowly focused: financial planning and portfolio management services for individual and family clients and small business owners.

Assets & Accounts

Investments & Alternatives

Location & Offices