PHILLIPS WEALTH PLANNERS LLC

RIASEC RegisteredEst. 2022
Total AUM
$341M
Discretionary
$332M
98% of AUM
Avg account
$114K
Accounts
2,986
Employees
6
Advisory reps
3

Firm details

Headquarters
Starkville, Mississippi
CRD number
319226
Registered since
July 21, 2022
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI76.16%
  • Individuals20.32%
  • Pension & Profit Sharing Plans3.53%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Phillips Wealth Planners LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2022. The firm acts as a capital allocator for both individuals/families and institutional clients, providing financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Phillips Wealth Planners reports it does not take ESG investing as an active focus and operates from a single state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Cash & Cash Equivalents 8%, Non-Investment Grade Corp Bonds 7%, State & Local Bonds 6%, Investment Grade Corp Bonds 3%76%
  • Exchange Traded Equities76%
  • Cash & Cash Equivalents8%
  • Non-Investment Grade Corp Bonds7%
  • State & Local Bonds6%
  • Investment Grade Corp Bonds3%

Owners & executives

1 of 1
  • Amy Hart

    Chief Compliance OfficerCRD 7542071

Contacts

2 of 2
  • LAUREN BLACK

    Partner, Certified Financial PlannerCRD 5619132

  • LYNN PHILLIPS-GAINES

    Managing PartnerCRD 1035514

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$44.2M in ETFs

Passive

96%

$42.3M

Active

1%

$1.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$6.4M9,43114.51%

Location

Primary office

Starkville, MS

OKTIBBEHA

Location

Starkville, MS

Headquartered in Starkville, MS, in the South of the United States.

Region
South
County
OKTIBBEHA
Address
104 W Lampkin St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth