Roc360 Advisors LLC

Overview

Roc360 Advisors LLC is an SEC-registered institutional RIA (registered in 2023) that serves institutional clients and focuses on portfolio management for pooled investment vehicles. The firm is structured as a limited liability company with ownership reported as a mix of domestic entity and individual ownership. Its fee schedule includes percentage-of-AUM fees and performance-based fees, along with other fee arrangements. Roc360 is not marked as an active ESG investor, and it does not report pension consulting, related-adviser status, or multi-state adviser registration. The firm’s activities extend beyond advisory duties: FINTRX notes industry affiliations that include roles as an insurance company, real estate broker, and sponsor/GP/managing member of pooled investment vehicles. Those affiliations suggest the firm both sponsors and directly manages pooled vehicles in addition to providing advisory services to institutional investors.

Assets & Accounts

Investments & Alternatives