Guggenheim Asset-Backed Finance Company, LLC

RIASEC RegisteredEst. 2026
Total AUM
Avg account
$0
Accounts
0
Employees
5
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
340242
Registered since
April 20, 2026
Fee structure
Percentage of AUM, Performance Based Fees
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Guggenheim Asset-Backed Finance Company, LLC is a newly formed institutional registered investment adviser organized as a limited liability company. Its stated advisory activity centers on portfolio management for pooled investment vehicles and for businesses or institutional investors. The firm is structured to collect management and performance fees, and it does not identify as an active ESG investor. Regulatory and industry listings indicate the entity is connected to a range of capital markets activities beyond pure advisory work, reflecting a hybrid operating posture rather than a traditional retail RIA.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Tracy Lowery Whille

    Tracy Lowery Whille

    Chief Compliance OfficerCRD 2872693

  • Mark Van Lith

    Mark Van Lith

    Chief Executive OfficerCRD 2263510

Contacts

2 of 2
  • Mark Golombeck

    Mark Golombeck

    Senior Managing Director, Investment BankingCRD 4245281

  • Cory Wishengrad

    Cory Wishengrad

    Senior Managing Director, Head of Fixed IncomeCRD 3117309

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
330 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth