ROBERT A. ZOCK & CO.,INC.

Overview

Robert A. Zock & Co, Inc. is a small, equity-focused advisory firm that has been SEC-registered since 1976. The firm concentrates on discretionary portfolio management for individuals, families and small businesses, charging clients by percentage of assets under management and, in some cases, on an hourly basis. Investment activity tilts strongly toward equities, with a pronounced allocation to non-exchange-traded equity positions. The firm is not an active ESG investor and does not identify as a multi-state adviser. Strategy and manager allocation emphasize direct equity exposure and separately managed account structures rather than model-driven mutual-fund-only approaches. With its client base comprised largely of individual and family relationships, the firm appears structured to manage concentrated holdings and bespoke equity positions alongside traditional portfolio management duties.

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