PEAK WEALTH MANAGEMENT LLC

RIASEC RegisteredEst. 2020

Total AUM

$156M

Discretionary

$152M

98% of AUM

Avg account

$336K

Accounts

465

Employees

3

Advisory reps

3

Firm details

Headquarters: NASHUA, New Hampshire
CRD number: 281036
Registered since: March 5, 2020
Website: peakwm.com.au
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI85.95%
Individuals11.62%
Pension & Profit Sharing Plans2.42%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Peak Wealth Management LLC is an independent, SEC-registered RIA structured as an LLC and owned by an individual. The firm positions itself as a capital allocator for affluent individuals and families, offering fee-based financial planning and portfolio management alongside pension consulting and the selection of other advisers. Its billing mixes percentage-of-AUM and fixed-fee arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities85%
Cash & Cash Equivalents8%
Public Funds/Mutual Funds3%
US Government Bonds2%
State & Local Bonds1%

Owners & executives

1 of 1

JOHN GARRITY
Managing Principal, Chief Investment OfficerCRD 4466382

Contacts

2 of 2

Noah Gauthier
Wealth AdvisorCRD 7509696
Steven Schnobrich
Relationship ManagerCRD 7432132

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

NASHUA, NH

HILLSBOROUGH

Location

NASHUA, NH

Headquartered in NASHUA, NH, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area: Boston-Worcester-Providence, MA-RI-NH-CT
Region: Northeast
County: HILLSBOROUGH
Address: 20 Trafalgar Sq
Time zone: ET (UTC-5)
Office locations

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