RM FINANCIAL SERVICES, LLC
Firm details
- Headquarters
- FALMOUTH, Maine
- CRD number
- 304297
- Registered since
- March 8, 2021
- Website
- www.rmfsllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.69%
- Individuals28.55%
- Pension & Profit Sharing Plans3.53%
- Corporations / Businesses0.65%
- Charitable Organizations0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
RM Financial Services, LLC is an independent, SEC‑registered registered investment adviser organized as an LLC and operating under individual ownership. The firm serves both individual and family clients as well as institutional relationships. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting; the ADV flags pension consulting among activities but the firm is not identified as a designated pension consultant. Fee arrangements include percentage of assets under management, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and is not listed as a multi‑state adviser for registration purposes.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities20%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1CAYLA MOORE
Chief Compliance OfficerCRD 6391366
Contacts
2 of 2MARK MACLEOD
Financial AdvisorCRD 3150711
AARON RUGH
Co-Founder, Investment Advisor RepresentativeCRD 2364853
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$112M in ETFs
38%
$42.4M
36%
$69.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND GROWERS ETF (CGDG) | American Funds | Active | Global Large Stock Blend | $11M | 307,640 | 9.90% |
Location
FALMOUTH, ME
CUMBERLAND
Location
FALMOUTH, ME
Headquartered in FALMOUTH, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 362 US Route 1
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
MAINE ADVISORY ASSOCIATES
RIAFALMOUTH, ME
NEW ENGLAND FINANCIAL SERVICES
RIAFALMOUTH, ME
BIRCHBROOK
RIABANGOR, ME
ABBINGTON INVESTMENT GROUP, LLC
RIASOUTH PORTLAND, ME
CLARK & STUART INC
RIAPORTLAND, ME
CHOICE WEALTH ADVISORS LLC
RIAWATERVILLE, ME