RM Financial Services, LLC
Firm details
- Headquarters
- Falmouth, Maine
- CRD number
- 304297
- Registered since
- March 8, 2021
- Website
- www.rmfsllc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.69%
- Individuals28.55%
- Pension & Profit Sharing Plans3.53%
- Corporations / Businesses0.65%
- Charitable Organizations0.3%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
RM Financial Services, LLC is an independent registered investment adviser formed as an LLC and operating with an owner-managed structure. The firm serves both individual/family and institutional clients and bills on a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Core advisory services listed in regulatory filings include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify itself as an ESG investor and is not represented as a multi-state or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities20%
- Cash & Cash Equivalents2%
- Non-Exchange Traded Equities1%
Owners & executives
1 of 1
Cayla Moore
Chief Compliance OfficerCRD 6391366
Contacts
2 of 2
Mark Macleod
Financial AdvisorCRD 3150711
Aaron Rugh
Co-Founder, Investment Advisor RepresentativeCRD 2364853
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$130M in ETFs
37%
$48.6M
37%
$81.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND GROWERS ETF (CGDG) | Capital Group | Active | Global Large Stock Blend | $12M | 319,974 | 9.22% |
Location
Falmouth, ME
Cumberland
Location
Falmouth, ME
Headquartered in Falmouth, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 362 Us Route 1
- Time zone
- ET (UTC-5)
- Office locations
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