Maine Advisory Associates
Firm details
- Headquarters
- Falmouth, Maine
- CRD number
- 311679
- Registered since
- May 14, 2026
- Website
- www.maineadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI56.02%
- Individuals42.95%
- Charitable Organizations1.02%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Maine Advisory Associates is an independent registered investment adviser organized as an LLC and owned by an individual. The firm counts individual and family clients as its core market and provides portfolio management services for individuals and small businesses. Its fees include a percentage of assets under management plus hourly and fixed-fee arrangements. The adviser is SEC-registered (registration year listed as 2026), is not a capital allocator, does not describe itself as an active ESG investor, and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Cash & Cash Equivalents8%
- State & Local Bonds1%
Owners & executives
1 of 1
Kimberly Volk
President and Chief Compliance OfficerCRD 5946969
Contacts
3 of 3
Michelle Lamb
Investment Advisor RepresentativeCRD 6857674
Patricia Barnes
Founder and PresidentCRD 2301209
Audra Dortch
CRD 8349007
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Falmouth, ME
Cumberland
Location
Falmouth, ME
Headquartered in Falmouth, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 358 Us Route 1
- Time zone
- ET (UTC-5)
- Office locations
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