MAINE ADVISORY ASSOCIATES

RIASEC RegisteredEst. 2026
Total AUM
$117M
Discretionary
$114M
98% of AUM
Avg account
$220K
Accounts
529
Employees
3
Advisory reps
3

Firm details

Headquarters
FALMOUTH, Maine
CRD number
311679
Registered since
May 14, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.02%
  • Individuals42.95%
  • Charitable Organizations1.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Maine Advisory Associates is organized as a limited liability company with an individual owner. The firm focuses on portfolio management for individuals, families and small businesses and bills clients using a mix of percentage-of-AUM, hourly and fixed-fee arrangements. Its SEC registration year is listed as 2026. The adviser is not positioned as an ESG-focused manager, does not describe itself as a multi-state adviser, and is not identified as a pension consultant or related adviser. It does not operate as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 8%, State & Local Bonds 1%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • KIMBERLY VOLK

    President and Chief Compliance OfficerCRD 5946969

Contacts

2 of 2
  • PATRICIA BARNES

    Founder and PresidentCRD 2301209

  • Michelle Lamb

    Investment Advisor RepresentativeCRD 6857674

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

FALMOUTH, ME

CUMBERLAND

Location

FALMOUTH, ME

Headquartered in FALMOUTH, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
CUMBERLAND
Address
358 US Route 1
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth