Maine Advisory Associates

RIASEC RegisteredEst. 2026
Total AUM
$117M
Discretionary
$114M
98% of AUM
Avg account
$220K
Accounts
529
Employees
3
Advisory reps
3

Firm details

Headquarters
Falmouth, Maine
CRD number
311679
Registered since
May 14, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.02%
  • Individuals42.95%
  • Charitable Organizations1.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Maine Advisory Associates LLC is a privately owned investment adviser that provides portfolio management to individuals, families and small businesses. The firm offers a mix of billing arrangements — percentage-of-assets, hourly fees and fixed-fee engagements — and describes its primary advisory activity as managing client portfolios. The adviser is individually owned, is SEC-registered (registration noted in 2026), and does not identify as an active ESG investor, pension consultant, related adviser or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 8%, State & Local Bonds 1%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Kimberly Volk

    Kimberly Volk

    President and Chief Compliance OfficerCRD 5946969

Contacts

2 of 2
  • Patricia Barnes

    Patricia Barnes

    Founder and PresidentCRD 2301209

  • Michelle Lamb

    Michelle Lamb

    Investment Advisor RepresentativeCRD 6857674

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Falmouth, ME

Cumberland

Location

Falmouth, ME

Headquartered in Falmouth, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
358 Us Route 1
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth