MAINE ADVISORY ASSOCIATES
Firm details
- Headquarters
- FALMOUTH, Maine
- CRD number
- 311679
- Registered since
- May 14, 2026
- Website
- www.volkfinance.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI56.02%
- Individuals42.95%
- Charitable Organizations1.02%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Maine Advisory Associates is organized as a limited liability company with an individual owner. The firm focuses on portfolio management for individuals, families and small businesses and bills clients using a mix of percentage-of-AUM, hourly and fixed-fee arrangements. Its SEC registration year is listed as 2026. The adviser is not positioned as an ESG-focused manager, does not describe itself as a multi-state adviser, and is not identified as a pension consultant or related adviser. It does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Cash & Cash Equivalents8%
- State & Local Bonds1%
Owners & executives
1 of 1KIMBERLY VOLK
President and Chief Compliance OfficerCRD 5946969
Contacts
2 of 2PATRICIA BARNES
Founder and PresidentCRD 2301209
Michelle Lamb
Investment Advisor RepresentativeCRD 6857674
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
FALMOUTH, ME
CUMBERLAND
Location
FALMOUTH, ME
Headquartered in FALMOUTH, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- CUMBERLAND
- Address
- 358 US Route 1
- Time zone
- ET (UTC-5)
- Office locations
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