Maine Advisory Associates
Firm details
- Headquarters
- Falmouth, Maine
- CRD number
- 311679
- Registered since
- May 14, 2026
- Website
- www.maineadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI56.02%
- Individuals42.95%
- Charitable Organizations1.02%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Maine Advisory Associates is an independent registered investment adviser organized as an LLC and owned by an individual. The firm is listed as having registered with the SEC in 2026. Its client focus is individuals and families, and its advisory offering centers on portfolio management for individuals and small businesses. Fee arrangements include asset‑based fees (percentage of AUM) alongside hourly and fixed‑fee engagements. The firm does not identify as an active ESG investor, does not operate as a capital allocator, and is not described as a multi‑state adviser or pension consultant. Advisory activity is limited to portfolio management rather than operating proprietary alternative funds or providing related‑adviser services.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Cash & Cash Equivalents8%
- State & Local Bonds1%
Owners & executives
1 of 1
Kimberly Volk
President and Chief Compliance OfficerCRD 5946969
Contacts
2 of 2
Patricia Barnes
Founder and PresidentCRD 2301209

Michelle Lamb
Investment Advisor RepresentativeCRD 6857674
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Falmouth, ME
Cumberland
Location
Falmouth, ME
Headquartered in Falmouth, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 358 Us Route 1
- Time zone
- ET (UTC-5)
- Office locations
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