RJA Asset Management LLC

RIASEC RegisteredEst. 2010
Total AUM
$589M
Discretionary
$589M
100% of AUM
Avg account
$42.1M
Accounts
14
Employees
8
Advisory reps
3

Firm details

Headquarters
Stamford, Connecticut
CRD number
153428
Registered since
May 24, 2010
Custodians
CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles41.64%
  • Charitable Organizations28.8%
  • HNWI19.58%
  • State / Municipal Government9.36%
  • Other Investment Advisers0.62%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RJA Asset Management LLC is a privately owned limited liability company, registered with the SEC in 2010 and operating as a hedge fund manager. The firm serves both individual/family and institutional clients and provides portfolio management across individual accounts, pooled investment vehicles and for businesses or institutions. Its fee arrangements include asset-based fees, fixed fees and performance-based components. The adviser does not identify as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Derivatives 16%, Cash & Cash Equivalents 1%83%
  • Exchange Traded Equities83%
  • Derivatives16%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • Kristi Jeffrey

    Kristi Jeffrey

    Chief Compliance OfficerCRD 4282454

Contacts

2 of 2
  • Nicholas Leeper

    Nicholas Leeper

    PrincipalCRD 5719863

  • Andrew Jeffrey

    Andrew Jeffrey

    Principal and Founding PartnerCRD 6002423

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
4 Stamford Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth