RJA Asset Management LLC

RIASEC Registered
Total AUM
$589M
Discretionary
$589M
100% of AUM
Avg account
$42.1M
Accounts
14
Employees
8
Advisory reps
4

Firm details

Headquarters
Stamford, Connecticut
CRD number
153428
Registered since
May 24, 2010
Custodians
CHARLES SCHWAB & CO., INC., THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles41.64%
  • Charitable Organizations28.8%
  • HNWI19.58%
  • State / Municipal Government9.36%
  • Other Investment Advisers0.62%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RJA Asset Management LLC is a hedge-fund–structured registered investment adviser that has been SEC-registered since 2010. The firm serves both high-net-worth individuals and families as well as institutional clients, and it acts as sponsor, general partner and managing member for pooled investment vehicles it advises. Advisory services include portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio management for institutions and businesses. Fee arrangements are varied and include percentage-of-AUM, fixed fees and performance-based components. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Derivatives 16%, Cash & Cash Equivalents 1%83%
  • Exchange Traded Equities83%
  • Derivatives16%
  • Cash & Cash Equivalents1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Stamford, CT

Fairfield

Location

Stamford, CT

Headquartered in Stamford, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
4 Stamford Plz
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth