TOWER BAY ASSET MANAGEMENT LP

RIASEC RegisteredEst. 2021
Total AUM
$514M
Discretionary
$514M
100% of AUM
Avg account
$64.2M
Accounts
8
Employees
10
Advisory reps
3

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
317104
Registered since
November 5, 2021
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tower Bay Asset Management LP is a limited partnership that operates as a hedge fund manager focused on institutional clients. The firm is SEC‑registered (since 2021) and structures its client fees as a combination of a percentage of assets under management and performance‑based fees. Tower Bay serves primarily as an active portfolio manager for pooled investment vehicles and for businesses or institutional balance sheets; it also maintains industry relationships as an investment adviser, sponsor and general partner or managing member of pooled vehicles. Investment activity centers on running an in‑house hedge fund strategy while supplementing exposures through external managers in select alternative sectors. The firm identifies itself as an active ESG investor, which suggests ESG considerations are integrated into at least some portfolio construction and manager selection decisions. Tower Bay is not structured as a multi‑state adviser and is not labeled a capital allocator, so its model appears centered on direct management of pooled vehicles combined with targeted use of third‑party alternative managers.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • WILLIAM HAUF

    Chief Operations OfficerCRD 5670795

  • KEITH FRIEDMAN

    Chief Investment Officer And Portfolio ManagerCRD 5004781

  • JOSEPH DIBARTOLO

    Chief Compliance OfficerCRD 1626360

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
700 Canal St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth