RIVERSTONE ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$103M
Discretionary
$103M
100% of AUM
Avg account
$1.5M
Accounts
69
Employees
2
Advisory reps
2

Firm details

Headquarters
LOUISVILLE, Kentucky
CRD number
161087
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI79.73%
  • Corporations / Businesses14.77%
  • Individuals5.5%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Riverstone Asset Management, LLC is a small, fee-based RIA that manages portfolios for individuals and families and performs selection of other advisers when clients require specialist or alternative exposure. The firm operates as a capital allocator rather than a product manufacturer: it relies heavily on third‑party managers to construct strategies outside its core public fund allocations. Investment activity is tilted toward pooled public vehicles for core exposures and external alternative managers for diversified, non-correlated return streams. Riverstone charges on a percentage‑of‑AUM basis and lists accountant services among its business activities, indicating a client service model that blends investment oversight with tax and reporting coordination. The firm does not position itself as an ESG investor and is not registered as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Cash & Cash Equivalents 14%, US Government Bonds 12%, State & Local Bonds 9%, Other 3%, Exchange Traded Equities 2%60%
  • Public Funds/Mutual Funds60%
  • Cash & Cash Equivalents14%
  • US Government Bonds12%
  • State & Local Bonds9%
  • Other3%

Contacts

2 of 2
  • JENNIFER RINGSTAFF

    ManagerCRD 6029231

  • ERIC JOHNSON

    Partner, Wealth AdvisorCRD 6069955

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LOUISVILLE, KY

JEFFERSON

Location

LOUISVILLE, KY

Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
JEFFERSON
Address
2100 Gardiner Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth