Riverland Wealth Management

RIASEC Registered
Total AUM
$53.3M
Discretionary
$53.3M
100% of AUM
Avg account
$167K
Accounts
319
Employees
4
Advisory reps
3

Firm details

Headquarters
,
CRD number
328424
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI53.15%
  • Individuals46.85%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Riverland Wealth Management is an independent, individually owned registered investment adviser organized as a limited liability company that focuses on serving individual and family clients. Its advisory offering centers on financial planning and portfolio management for individuals and small businesses. Fee arrangements include a percentage of assets under management and hourly billing. The firm is not positioned as an ESG-focused manager, is not a multi-state adviser per the available data, and does not identify as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 71%, Exchange Traded Equities 13%, Cash & Cash Equivalents 13%, US Government Bonds 2%, Investment Grade Corp Bonds 1%71%
  • Public Funds/Mutual Funds71%
  • Exchange Traded Equities13%
  • Cash & Cash Equivalents13%
  • US Government Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Elizabeth Chapman

    Chief Compliance OfficerCRD 7646636

Contacts

2 of 2
  • Townsend Phipps

    Townsend Phipps

    Wealth ManagerCRD 6656230

  • Peyton Smith

    Peyton Smith

    Account ExecutiveCRD 8265747

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth