Oakley Financial LLC

RIASEC Registered

Total AUM

$53.3M

Discretionary

0% of AUM

Avg account

$1.5M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 328793
Custodians: JOHN HANCOCK DISTRIBUTORS LLC, EMPOWER FINANCIAL SERVICES, INC., PRINCIPAL SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., MATRIX SECURITIES, INC., CAPITAL CLIENT GROUP, INC.
Fee structure: Percentage of AUM
Client types: Pension & Profit Sharing Plans99.34%
Individuals0.66%
Services: Portfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Oakley Financial LLC is an individual‑owned, limited liability company operating as an institutional registered investment adviser focused on fee‑based portfolio management. The firm serves both individual and family clients as well as institutional accounts, charging a percentage of assets under management. Its advisory work includes portfolio management for individuals and small businesses, pension consulting services, and educational seminars or workshops. Oakley Financial is not registered or marketed as an active ESG investor and does not present itself as a multi‑state adviser or capital allocator.