RIVERCITIES ASSET MANAGEMENT, LLC

RIASEC Registered
Total AUM
$65.9M
Discretionary
$65.9M
100% of AUM
Avg account
$360K
Accounts
183
Employees
3
Advisory reps
4

Firm details

Headquarters
OWENSBORO, Kentucky
CRD number
122576
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI70.59%
  • Individuals29.3%
  • Charitable Organizations0.11%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Rivercities Asset Management, LLC is a limited liability company that focuses on providing portfolio management services primarily for individuals and small businesses. The firm operates under a fee structure based on a percentage of assets under management. While it does not actively engage in ESG investing, Rivercities Asset Management is committed to delivering tailored financial solutions to its diverse client base, which includes both individual and institutional clients. The firm is classified as unclassified and does not serve as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Owners & executives

1 of 1
  • JAMES HANCOCK

    Member, Chief Compliance OfficerCRD 6220423

Contacts

3 of 3
  • JOHN PALMER

    CRD 8068236

  • JENNIFER GUDORF

    MemberCRD 8068240

  • GREGORY MOORE

    DirectorCRD 3135366

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

OWENSBORO, KY

DAVIESS

Location

OWENSBORO, KY

Headquartered in OWENSBORO, KY, in the South of the United States.

Region
South
County
DAVIESS
Address
2900 Veach Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth