RIVERBEND CAPITAL ADVISORS, LLC

RIASEC RegisteredEst. 2011
Total AUM
$965M
Discretionary
$965M
100% of AUM
Avg account
$4.6M
Accounts
211
Employees
5
Advisory reps
4

Firm details

Headquarters
CHICAGO, Illinois
CRD number
157117
Registered since
April 8, 2011
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Other
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Riverbend Capital Advisors, LLC is a privately owned advisory firm registered with the SEC since 2011 that serves individual and family clients. The firm’s stated activities focus on portfolio management for individuals, small businesses and for businesses or institutional clients. Compensation is primarily asset-based (a percentage of AUM) with other fees possible. Riverbend is not identified as an active ESG investor and is not presented as a multi-state adviser in the filing. Investor.com named the firm a "Top RIA Firms to Watch" in 2020.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: State & Local Bonds 95%, Cash & Cash Equivalents 4%, US Government Bonds 1%95%
  • State & Local Bonds95%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%

Contacts

3 of 4
  • THOMAS HESSION

    Managing Partner & Co-FounderCRD 2518824

  • Charles Raftery

    Investment AssociateCRD 7800818

  • Ioanna Kennedy

    Administrative ManagerCRD 7888866

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
191 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth