NEW HARBOR CAPITAL

RIASEC RegisteredEst. 2016
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$99.4M
Accounts
11
Employees
18
Advisory reps
3

Firm details

Headquarters
CHICAGO, Illinois
CRD number
283319
Registered since
April 8, 2016
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

New Harbor Capital is structured as a limited partnership that operates private equity investment vehicles for institutional clients. The firm is SEC-registered since 2016 and is owned at the individual level. It functions primarily as a sponsor and general partner — organizing and managing pooled investment vehicles rather than acting as a multi-client allocator. Advisory activity is concentrated on portfolio management for those pooled funds. Compensation is typical for private equity structures, combining a percentage-of-assets management fee with performance-based fees. The firm does not report active ESG investing as part of its strategy.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • MARK MORGAN

    CFO & CCOCRD 7695294

Contacts

2 of 2
  • THOMAS FORMOLO

    PartnerCRD 5887581

  • EDWARD LHEE

    PartnerCRD 2265088

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
500 W Madison St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth