RIVER ROAD ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2005

Total AUM

$9.9B

Discretionary

$9.9B

100% of AUM

Avg account

$106M

Accounts

Employees

Advisory reps

Firm details

Headquarters: LOUISVILLE, Kentucky
CRD number: 134918
Registered since: April 28, 2005
Website: riverroadam.com
Custodians: THE BANK OF NEW YORK MELLON, FIDELITY DISTRIBUTORS COMPANY LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies45.48%
Pooled Investment Vehicles18.39%
Pension & Profit Sharing Plans15.86%
State / Municipal Government15.43%
Charitable Organizations2.66%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

River Road Asset Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2005. The firm serves both high-net-worth individuals and families as well as institutional clients, offering portfolio management across separately managed accounts, pooled vehicles and investment companies. Its fee arrangements include asset-based fees and performance-based compensation, and the firm reports active ESG investing as part of its process. Advisory responsibilities span portfolio management for individuals, small businesses, institutions and pooled vehicles. River Road also lists industry affiliations that include acting in sponsor/GP roles for pooled vehicles and connections to broker-dealers and commodity pool/CTA activity, indicating they operate on both the advisory and sponsor sides of some investment products. The firm’s stated preference is equities, with exchange-traded equities the primary vehicle it uses.