River Road Asset Management, LLC

RIASEC RegisteredEst. 2005

Total AUM

$9.9B

Discretionary

$9.9B

100% of AUM

Avg account

$106M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Louisville, Kentucky
CRD number: 134918
Registered since: April 28, 2005
Website: riverroadam.com
Custodians: THE BANK OF NEW YORK MELLON, FIDELITY DISTRIBUTORS COMPANY LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies45.48%
Pooled Investment Vehicles18.39%
Pension & Profit Sharing Plans15.86%
State / Municipal Government15.43%
Charitable Organizations2.66%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

River Road Asset Management, LLC is an SEC-registered investment adviser (registered in 2005) that manages discretionary equity-focused portfolios for a mix of individual/family and institutional clients. The firm charges typical asset-based fees and also uses performance-based fee arrangements. Its advisory work covers separate account management for individuals and small businesses, investment company management, pooled vehicle oversight, and portfolio management for other businesses or institutions. River Road identifies as an active ESG investor and maintains several industry roles beyond pure advisory work, including broker-dealer relationships, CPO/CTA activity, and serving as sponsor, general partner, or managing member of pooled investment vehicles. River Road is organized as an LLC and is owned by domestic entity/individual interests. The firm’s public filings classify its investment preference as equity-oriented, and its regulatory profile does not list it as a multi-state or newly formed adviser.