Stegner Investment Associates Inc

RIASEC RegisteredEst. 1994

Total AUM

$2.8B

Discretionary

$2.2B

79% of AUM

Avg account

$3.4M

Accounts

820

Employees

10

Advisory reps

8

Firm details

Headquarters: Louisville, Kentucky
CRD number: 107480
Registered since: July 5, 1994
Website: www.stegnerinvestments.com
Custodians: LINCOLN FINANCIAL DISTRIBUTORS, INC., CHARLES SCHWAB & CO., INC., T ROWE PRICE RETIREMENT PLAN SERVICES, INC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans70.25%
HNWI20.65%
Charitable Organizations6.03%
Individuals2.97%
Corporations / Businesses0.11%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stegner Investment Associates Inc. is a privately owned advisory firm that has been SEC-registered since 1994. The firm serves both individual and family clients as well as institutional accounts, offering portfolio management for individuals and small businesses and separate account management for business or institutional investors. Its fee arrangements include both a percentage-of-assets model and fixed fees. The firm does not describe itself as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds92%
Cash & Cash Equivalents3%
Investment Grade Corp Bonds2%
Other2%
US Government Bonds1%

Owners & executives

1 of 1

Elizabeth Peabody
Chief Executive OfficerCRD 2488182

Contacts

3 of 7

Douglas Peabody
PresidentCRD 1422879
Brandon Dant
Operations AssociateCRD 6919793
Melissa Vella
Senior Client Development AssociateCRD 7352060

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 23

Active vs passive

$210M in ETFs

Passive

100%

$210M

Active

0%

$0

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)	BlackRock	Passive	Large Growth	$83.7M	608,731	39.79%

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Primary office

Louisville, KY

Jefferson

Location

Louisville, KY

Headquartered in Louisville, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area: Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region: South
County: Jefferson
Address: 233 Breckenridge Ln
Time zone: CT (UTC-6)
Office locations

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