STEGNER INVESTMENT ASSOCIATES INC

RIASEC RegisteredEst. 1994
Total AUM
$2.8B
Discretionary
$2.2B
79% of AUM
Avg account
$3.4M
Accounts
820
Employees
10
Advisory reps
8

Firm details

Headquarters
LOUISVILLE, Kentucky
CRD number
107480
Registered since
July 5, 1994
Custodians
LINCOLN FINANCIAL DISTRIBUTORS, INC., CHARLES SCHWAB & CO., INC., T ROWE PRICE RETIREMENT PLAN SERVICES, INC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans70.25%
  • HNWI20.65%
  • Charitable Organizations6.03%
  • Individuals2.97%
  • Corporations / Businesses0.11%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Stegner Investment Associates Inc. is an SEC-registered advisory firm that has been operating since 1994 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, providing portfolio management for individuals, small businesses, and institutional/business accounts. Its fee arrangements include asset-based fees and fixed fees. The adviser is not an active ESG investor, is not organized as a multi-state adviser, and does not act as a pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 92%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Other 2%, US Government Bonds 1%92%
  • Public Funds/Mutual Funds92%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%
  • Other2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • ELIZABETH PEABODY

    Chief Executive OfficerCRD 2488182

Contacts

3 of 7
  • DOUGLAS PEABODY

    PresidentCRD 1422879

  • BRANDON DANT

    Operations AssociateCRD 6919793

  • MELISSA VELLA

    Senior Client Development AssociateCRD 7352060

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 23

Active vs passive

$183M in ETFs

Passive

100%

$183M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES S&P 500 GROWTH ETF (IVW)BlackRockPassiveLarge Growth$69.5M614,29038.00%

Location

Primary office

LOUISVILLE, KY

JEFFERSON

Location

LOUISVILLE, KY

Headquartered in LOUISVILLE, KY, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the South.

Metro area
Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
Region
South
County
JEFFERSON
Address
233 Breckenridge Ln
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth