Risevest Financial Securities Limited

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
151120
Registered since
November 3, 2010

Firm profile

FINTRX

Overview

Risevest Financial Securities Limited is organized as a corporation and is SEC-registered (since 2010). Public records identify the firm as a domestic entity with individual ownership and list its regulatory classification as unclassified. The firm has not provided detail on its advisory services, business lines, client segments, or manager allocation preferences in the record reviewed. Several administrative flags are present: it is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not documented as a pension consultant or related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Wilfred Daye

    Wilfred Daye

    Head TraderCRD 4320077

  • Christian Baez-escobar

    ComplianceCRD 5505290

  • John Creighton

    SalesCRD 1909492

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
100 Church St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth