Riggs Asset Management Co Inc
Firm details
- Headquarters
- Dallas, Pennsylvania
- CRD number
- 107233
- Registered since
- January 25, 1991
- Website
- riggsadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.16%
- Individuals15.07%
- Corporations / Businesses2.96%
- Charitable Organizations0.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Riggs Asset Management Co Inc is an independent, privately owned registered investment adviser that has been SEC-registered since 1991. The firm serves both individual and family clients as well as institutional and business accounts, operating as a capital allocator that combines discretionary portfolio management with financial planning and advisory services. Its fee model includes percentage-of-AUM billing along with hourly and fixed-fee arrangements. Core advisory activities cited in regulatory filings include portfolio management for individuals and small businesses, portfolio management for businesses or institutions, selection of other advisers, and the publication of periodicals or newsletters. The firm does not present itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- State & Local Bonds9%
- Cash & Cash Equivalents5%
- US Government Bonds3%
- Investment Grade Corp Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 74Active vs passive
$339M in ETFs
94%
$320M
4%
$19.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $24.5M | 155,102 | 7.21% |
Location
Dallas, PA
Luzerne
Location
Dallas, PA
Headquartered in Dallas, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Luzerne
- Address
- The Grand Highlands Newberry Ests
- Time zone
- ET (UTC-5)
- Office locations
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