Riggs Asset Management Co Inc
Firm details
- Headquarters
- Dallas, Pennsylvania
- CRD number
- 107233
- Registered since
- January 25, 1991
- Website
- riggsadvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI81.16%
- Individuals15.07%
- Corporations / Businesses2.96%
- Charitable Organizations0.82%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals
Firm profile
FINTRXOverview
Riggs Asset Management Co Inc is an independent, SEC-registered investment advisory firm that has been operating since 1991. Structured as a corporation with individual ownership, the firm serves both individual and family clients as well as institutional accounts. Riggs functions as a capital allocator and provides a mix of services including financial planning, discretionary portfolio management for individuals, small businesses and institutions, selection of third‑party advisers, and the publication of periodic newsletters. The firm charges clients via asset‑based fees as well as hourly and fixed fees. It does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- State & Local Bonds9%
- Cash & Cash Equivalents5%
- US Government Bonds3%
- Investment Grade Corp Bonds2%
Owners & executives
3 of 3
Elizabeth Graham
Chief Operating OfficerCRD 4347616
Robert Graham
Marketing CoordinatorCRD 1068010
Susan Shoemaker
Chief Compliance OfficerCRD 1935374
Contacts
3 of 6
Robert Graham
FounderCRD 6929095
Robert Graham
PresidentCRD 1994460
Dimitri Gnall
Client Service RepresentativeCRD 7891428
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 72Active vs passive
$340M in ETFs
93%
$316M
5%
$24.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) S&P(R) BIOTECH ETF (XBI) | State Street | Passive | Health | $22.6M | 142,800 | 6.64% |
Location
Dallas, PA
Luzerne
Location
Dallas, PA
Headquartered in Dallas, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Luzerne
- Address
- The Grand Highlands Newberry Ests
- Time zone
- ET (UTC-5)
- Office locations
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