Ridgewood Investments

RIASEC RegisteredEst. 2006

Total AUM

$419M

Discretionary

$355M

85% of AUM

Avg account

$728K

Accounts

576

Employees

Advisory reps

Firm details

Headquarters: Springfield, New Jersey
CRD number: 121220
Registered since: March 23, 2006
Website: www.ridgewoodinvestments.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC, INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI53.06%
Individuals17.11%
Other14.9%
Pooled Investment Vehicles7.98%
Pension & Profit Sharing Plans6.95%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ridgewood Investments is an independent, SEC-registered advisory firm organized as an LLC since 2006. It positions itself as a capital allocator serving both individual/family and institutional clients. The firm provides comprehensive advisory services that include financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and manager selection. Its fee model is flexible—covering AUM-based fees, hourly and fixed-fee arrangements, and performance-linked fees—and the firm also acts as a sponsor/GP and managing member of pooled investment vehicles. Ridgewood is not highlighted as an ESG-focused or multi-state adviser in the source data. Its activity profile shows hands-on involvement in manager selection and in operating private pooled vehicles, indicating a mix of delegated and internally managed strategies.