Ridgeline Research LLC

RIASEC RegisteredEst. 2020
Total AUM
$137M
Discretionary
$137M
100% of AUM
Avg account
$137M
Accounts
1
Employees
2
Advisory reps
3

Firm details

Headquarters
,
CRD number
300807
Registered since
January 2, 2020
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Ridgeline Research LLC is an SEC-registered institutional registered investment adviser formed as an LLC in 2020. The firm identifies an institutional client base and provides portfolio management services specifically for investment companies. Ownership is held by an individual; compensation is reported as a percentage of assets under management. Ridgeline does not position itself as an active ESG investor, and it is not listed as a capital allocator, pension consultant, or related adviser in the snapshot data. The firm's business model appears focused on managing institutional mandates rather than retail wealth management or broad advisory distribution. Given the narrow set of advisory activities noted, the operating infrastructure is likely tailored to running pooled or separately managed institutional investment vehicles.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Erik Gebhard

    Erik Gebhard

    Chief Executive OfficerCRD 2143737

  • William Flaig

    William Flaig

    Founder & CEOCRD 2597061

Contacts

1 of 1
  • Thomas Carter

    Thomas Carter

    PresidentCRD 2558943

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth