RICK LAW FINANCIAL SERVICES LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
1
Advisory reps
4

Firm details

Headquarters
AURORA, Illinois
CRD number
171491
Fee structure
Other

Firm profile

FINTRX

Overview

Rick Law Financial Services LLC is organized as a limited liability company and is classified in the dataset as an individual-owned, unclassified advisory entity. The firm is not identified as a capital allocator, is not a multi-state adviser, and is not flagged as an active ESG investor. Its fee structure is listed as "Other," which, combined with the firm's industry affiliations with a law firm and an insurance company, indicates its business is likely oriented around insurance and legal-adjacent financial services rather than traditional discretionary asset management. The available profile does not list a client base or describe advisory activities; the firm appears to operate in a niche capacity tied to insurance products and related financial planning, rather than operating as a typical registered investment adviser with broad asset-management operations.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 4
  • ZACHARY HESSELBAUM

    PartnerCRD 6337471

  • DIANA LAW

    PartnerCRD 6337473

  • RICK LAW

    Founder and Managing PartnerCRD 1171329

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

AURORA, IL

KANE

Location

AURORA, IL

Headquartered in AURORA, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
KANE
Address
2277 Church Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth