Richardson Financial Services

RIASEC Registered

Total AUM

$256M

Discretionary

$222M

87% of AUM

Avg account

$197K

Accounts

1,302

Employees

Advisory reps

Firm details

Headquarters: Medway, Massachusetts
CRD number: 130715
Registered since: September 11, 2020
Website: www.rfsria.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI75.47%
Other13.12%
Individuals10.79%
Other Investment Advisers0.63%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Richardson Financial Services is a corporation operating as an independent registered investment adviser. The firm has been SEC-registered since 2020 and is owned by an individual proprietor. It describes itself as a capital allocator serving both individual & family clients and institutional accounts. Fee arrangements include percentage-of-AUM charges as well as hourly and fixed-fee work. The firm’s business activities extend beyond advisory work: it operates as a registered representative of a broker‑dealer and maintains roles as an insurance broker, bank-affiliated entity, and accountant. Its advisory services cover comprehensive financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and selection of other advisers. Richardson Financial Services does not identify as an active ESG investor and is not positioned as a multi-state adviser.