RICHARDSON FINANCIAL SERVICES
Firm details
- Headquarters
- MEDWAY, Massachusetts
- CRD number
- 130715
- Registered since
- September 11, 2020
- Website
- www.rfsria.com
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.47%
- Other13.12%
- Individuals10.79%
- Other Investment Advisers0.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Richardson Financial Services is an independent, individually owned registered investment adviser that began SEC registration in 2020. The firm acts as a capital allocator and serves both individual & family clients and institutional clients. Its advisory scope includes financial planning and portfolio management for individuals, small businesses, and institutions, plus selection of other advisers. In addition to its RIA work, the firm operates in several broker-like and banking roles: it functions as a registered representative of a broker-dealer, an insurance broker, and maintains ties to banking and accounting activities. Fee structures reported include percentage-of-AUM, hourly charges, and fixed fees. Richardson Financial Services does not identify as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities41%
- Public Funds/Mutual Funds36%
- Investment Grade Corp Bonds13%
- State & Local Bonds6%
- Cash & Cash Equivalents3%
Contacts
3 of 3STEVEN RICHARDSON
Founder & PresidentCRD 2774988
EDWARD PITTS
Senior Financial AdvisorCRD 2394485
BRIAN MAXFIELD
Senior Financial AdvisorCRD 3046156
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 208Active vs passive
$118M in ETFs
81%
$95.8M
5%
$22.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $6.8M | 89,351 | 5.78% |
Location
MEDWAY, MA
NORFOLK
Location
MEDWAY, MA
Headquartered in MEDWAY, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- NORFOLK
- Address
- 165 Village St
- Time zone
- ET (UTC-5)
- Office locations
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