THE CLIFFORD GROUP LLC

RIASEC RegisteredEst. 2022
Total AUM
$248M
Discretionary
$248M
100% of AUM
Avg account
$270K
Accounts
921
Employees
6
Advisory reps
3

Firm details

Headquarters
WAYLAND, Massachusetts
CRD number
318897
Registered since
March 25, 2022
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI67.75%
  • Individuals32.25%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

The Clifford Group LLC is an independent, owner-operated registered investment adviser that provides fee-based financial planning and portfolio management for individuals and small businesses. The firm registered with the SEC in 2022 and bills clients on a percentage-of-AUM basis. Its stated client focus is individual and family households rather than institutions, and it does not position itself as an ESG-focused or multi-state advisory firm. The firm does not act as a capital allocator or pension consultant; its primary activities are financial planning and discretionary portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 58%, Public Funds/Mutual Funds 38%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Private Funds 1%58%
  • Exchange Traded Equities58%
  • Public Funds/Mutual Funds38%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%
  • Private Funds1%

Owners & executives

1 of 1
  • GREGORY CLIFFORD

    Founder & Chief Exceutive OfficerCRD 5779731

Contacts

2 of 2
  • Ryan Carragher

    AssociateCRD 7974437

  • Sarah Ludden

    Director of OperationsCRD 5128661

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 31

Active vs passive

$97.8M in ETFs

Passive

93%

$91.1M

Active

7%

$6.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$40.2M67,21341.08%

Location

Primary office

WAYLAND, MA

MIDDLESEX

Location

WAYLAND, MA

Headquartered in WAYLAND, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
321 Commonwealth Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth