Richard James & Associates, Inc.
Firm details
- Headquarters
- Syosset, New York
- CRD number
- 169131
- Registered since
- July 8, 2014
- Website
- www.richardjamescpa.com
Firm profile
FINTRXOverview
Richard James & Associates, Inc. is organized as a corporation and appears on the SEC registration roll since 2014. FINTRX lists ownership as a mix of a domestic entity and an individual and categorizes the firm as "Unclassified," indicating the data source did not assign a specific business model label. The snapshot shows the firm is not a capital allocator and does not identify as an active ESG investor. It is reported as not being a multi-state adviser, not newly formed, and not operating as a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4
Barbara Halpern
PresidentCRD 711919
Philip Florio
OperationsCRD 2377440
Paul Tuccillo
Registered RepresentativeCRD 5892127
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Syosset, NY
Nassau
Location
Syosset, NY
Headquartered in Syosset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 2 Roosevelt Ave
- Time zone
- ET (UTC-5)
- Office locations
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