Richard James & Associates, Inc.

Overview

Richard James & Associates, Inc. is organized as a corporation and appears on FINTRX as an SEC-registered adviser since 2014. Ownership is recorded as a mix of a domestic entity and an individual, and the firm is classified in the database as "unclassified," indicating its profile does not fit the platform's standard adviser buckets or that detailed business lines were not provided. The record flags that the firm is not a capital allocator, is not an active ESG investor, is not registered as a multi-state adviser, and is not identified as a pension consultant or related adviser. FINTRX does not list specific advisory services, target clients, or fee structures for the firm, so its client segments and core service offerings are not defined in the available data.

Assets & Accounts

Location & Offices