RICHARD JAMES & ASSOCIATES, INC.

Overview

Richard James & Associates, Inc. is a corporation that registered with the SEC in 2014. FINTRX classifies the firm as unclassified and lists its ownership as a mix of a domestic entity and an individual. Available records provide limited detail about the firm's business model: there are no entries for fee structure, client segments, or stated advisory activities in the FINTRX profile. The profile also flags that the firm is not a capital allocator, is not active on ESG, and is not registered as a multistate adviser. FINTRX contains no disclosure of the firm's external affiliations, industry activities, or product focus beyond those high-level attributes. The snapshot does show two office locations on file but does not provide addresses or geographic details.

Assets & Accounts