Richard James & Associates, Inc.
Firm details
- Headquarters
- Syosset, New York
- CRD number
- 169131
- Registered since
- July 8, 2014
- Website
- www.richardjamescpa.com
Firm profile
FINTRXOverview
Richard James & Associates, Inc. is organized as a corporation with domestic-entity and individual ownership. Publicly available snapshots of the firm provide minimal detail about its business model or investment approach: fields for client base, fee structure, business activities and advisory offerings are blank. The profile flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is also not designated as a multi-state adviser, pension consultant, or related adviser in the available records. The firm has not supplied information about its activities or affiliations, and there is no disclosed description of its investment preferences or manager allocation interests.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 4
Barbara Halpern
PresidentCRD 711919
Philip Florio
OperationsCRD 2377440
William Brown
BrokerCRD 5774557
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Syosset, NY
Nassau
Location
Syosset, NY
Headquartered in Syosset, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Nassau
- Address
- 2 Roosevelt Ave
- Time zone
- ET (UTC-5)
- Office locations
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