Rhodes Capital Management, Inc.

RIASEC Registered
Total AUM
$20M
Discretionary
$20M
100% of AUM
Avg account
$308K
Accounts
65
Employees
1
Advisory reps
1

Firm details

Headquarters
Batavia, Illinois
CRD number
159380
Custodians
TD AMERITRADE, INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Individuals90%
  • Insurance Companies10%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rhodes Capital Management, Inc. is an independently owned registered advisory firm operating as a corporation with an individual owner. The firm serves both individual & family clients and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Rhodes Capital charges a mix of fee structures — percentage of AUM, fixed fees, and performance-based fees — and also operates as an insurance broker. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not newly formed. It is not listed as a capital allocator or pension consultant, and there are no disclosures indicating related adviser relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%, State & Local Bonds 1%89%
  • Exchange Traded Equities89%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%
  • State & Local Bonds1%

Contacts

1 of 1
  • Sean Rhodes

    Sean Rhodes

    Senior Wealth AdvisorCRD 2073622

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Batavia, IL

Kane

Location

Batavia, IL

Headquartered in Batavia, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Kane
Address
611 Ozier Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth