RHODES CAPITAL MANAGEMENT, INC.

RIASEC Registered
Total AUM
$20M
Discretionary
$20M
100% of AUM
Avg account
$308K
Accounts
65
Employees
1
Advisory reps
1

Firm details

Headquarters
BATAVIA, Illinois
CRD number
159380
Custodians
TD AMERITRADE, INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Individuals90%
  • Insurance Companies10%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Rhodes Capital Management, Inc. operates as an independent registered investment advisor, focusing primarily on providing financial planning and portfolio management services to both individual and institutional clients. The firm is structured as a corporation and is owned by an individual. While it does not classify itself as a capital allocator, it engages in various business activities, including serving as an insurance broker. The firm employs a fee structure that includes a percentage of assets under management, fixed fees, and performance-based fees, allowing for flexibility in its client relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%, State & Local Bonds 1%89%
  • Exchange Traded Equities89%
  • Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%
  • State & Local Bonds1%

Contacts

1 of 1
  • SEAN RHODES

    Senior Wealth AdvisorCRD 2073622

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

BATAVIA, IL

KANE

Location

BATAVIA, IL

Headquartered in BATAVIA, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
KANE
Address
611 Ozier Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth