RHODES CAPITAL MANAGEMENT, INC.
Firm details
- Headquarters
- BATAVIA, Illinois
- CRD number
- 159380
- Custodians
- TD AMERITRADE, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Individuals90%
- Insurance Companies10%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rhodes Capital Management, Inc. operates as an independent registered investment advisor, focusing primarily on providing financial planning and portfolio management services to both individual and institutional clients. The firm is structured as a corporation and is owned by an individual. While it does not classify itself as a capital allocator, it engages in various business activities, including serving as an insurance broker. The firm employs a fee structure that includes a percentage of assets under management, fixed fees, and performance-based fees, allowing for flexibility in its client relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
Contacts
1 of 1SEAN RHODES
Senior Wealth AdvisorCRD 2073622
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BATAVIA, IL
KANE
Location
BATAVIA, IL
Headquartered in BATAVIA, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- KANE
- Address
- 611 Ozier Dr
- Time zone
- CT (UTC-6)
- Office locations
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