Rhodes Capital Management, Inc.
Firm details
- Headquarters
- Batavia, Illinois
- CRD number
- 159380
- Custodians
- TD AMERITRADE, INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Individuals90%
- Insurance Companies10%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Rhodes Capital Management, Inc. is an independently owned registered advisory firm operating as a corporation with an individual owner. The firm serves both individual & family clients and institutional clients, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional accounts. Rhodes Capital charges a mix of fee structures — percentage of AUM, fixed fees, and performance-based fees — and also operates as an insurance broker. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not newly formed. It is not listed as a capital allocator or pension consultant, and there are no disclosures indicating related adviser relationships.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities89%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents5%
- State & Local Bonds1%
Contacts
1 of 1
Sean Rhodes
Senior Wealth AdvisorCRD 2073622
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Batavia, IL
Kane
Location
Batavia, IL
Headquartered in Batavia, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Kane
- Address
- 611 Ozier Dr
- Time zone
- CT (UTC-6)
- Office locations
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