First Wealth Advisory, Inc.
Firm details
- Headquarters
- Saint Charles, Illinois
- CRD number
- 323649
- Website
- firstwealthadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions
- Client types
- Individuals56.13%
- HNWI43.87%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
First Wealth Advisory, Inc. is an independent, privately owned registered investment adviser that serves individual and family clients. The firm combines advisory services — financial planning, portfolio management for individuals and small businesses, and client education through seminars or workshops — with insurance brokerage activities. Its revenue model is mixed: percentage-of-AUM fees, fixed fees, and commissions, which aligns with the firm’s use of insurance and commissionable products alongside advisory mandates. Regulatory and structural flags in the snapshot indicate the adviser is not a capital allocator, not an active ESG investor, and does not operate as a multi-state or pension consultant adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Derivatives93%
- Non-Exchange Traded Equities4%
- Cash & Cash Equivalents3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Saint Charles, IL
Kane
Location
Saint Charles, IL
Headquartered in Saint Charles, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Kane
- Address
- 40 W222 Fox Rd
- Time zone
- CT (UTC-6)
- Office locations
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