RFG WEALTH ADVISORY

RIASEC RegisteredEst. 2018
Total AUM
$477M
Discretionary
$477M
100% of AUM
Avg account
$354K
Accounts
1,345
Employees
9
Advisory reps
5

Firm details

Headquarters
LANTANA, Texas
CRD number
173862
Registered since
March 26, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.81%
  • Individuals13.34%
  • Corporations / Businesses3.66%
  • Charitable Organizations0.18%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

RFG Wealth Advisory is an independent, SEC-registered registered investment adviser that began filing with the SEC in 2018 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, offering fee models that include asset-based fees and fixed fees. Its advisory services focus on financial planning and discretionary portfolio management for individuals, small businesses, and institutional entities. The firm does not identify as an active ESG investor, does not operate as a multi-state adviser, and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 92%, Public Funds/Mutual Funds 8%, State & Local Bonds 1%92%
  • Exchange Traded Equities92%
  • Public Funds/Mutual Funds8%
  • State & Local Bonds1%

Contacts

3 of 5
  • MICHAEL LEMICH

    Financial PlannerCRD 6218975

  • EMILIO GONZALEZ

    Financial Advisor, Financial PlannerCRD 6252559

  • Ryan Schroer

    PresidentCRD 8050469

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$398M in ETFs

Passive

90%

$358M

Active

10%

$40.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$110M183,92527.58%

Location

Primary office

LANTANA, TX

DENTON

Location

LANTANA, TX

Headquartered in LANTANA, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DENTON
Address
130 Old Town Blvd S
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth