RFG Advisory, LLC
Firm details
- Headquarters
- Vestavia, Alabama
- CRD number
- 158401
- Registered since
- February 6, 2014
- Website
- rfgadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Investment Companies34.71%
- HNWI32.07%
- Individuals31.78%
- Corporations / Businesses1.09%
- Pension & Profit Sharing Plans0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
RFG Advisory, LLC is an SEC-registered institutional registered investment adviser formed in 2014. The firm acts as a capital allocator for both individual & family clients and institutional clients, combining financial planning and portfolio management with ancillary services such as pension consulting, selection of other advisers, and educational workshops. RFG also operates as an insurance broker and charges clients using a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. The firm identifies as an active ESG investor and has appeared on industry lists, including the Financial Times Top 300 RIA Firms (2020) and multiple Forbes Top RIA Firms lists (2022, 2023, 2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities16%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds1%
- Other1%
Owners & executives
3 of 12
Audrey Pierson
Founder & CEOCRD 4137862
Brittani Schaefer
President, CEOCRD 6327801
Frederick Wedell
Chief Investment OfficerCRD 6701615
Contacts
3 of 173
Kevin Mautte
Wealth AdvisorCRD 5658112
Michael Spero
Financial ConsultantCRD 5670247
Timothy Snyder
Director of Business DevelopmentCRD 5696226
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 814Active vs passive
$6.1B in ETFs
34%
$2.1B
17%
$4B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BLUEMONTE DYNAMIC TOTAL MARKET ETF (BLUX) | $567M | 17,603,498 | 9.28% |
Location
Vestavia, AL
Shelby
Location
Vestavia, AL
Headquartered in Vestavia, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Shelby
- Address
- 1400 Urban Center Dr
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Sunburst Financial Group, LLC
RIAVestavia, AL
Meld Financial, Inc.
RIAVestavia, AL
BCR Wealth Strategies
RIAVestavia, AL
Approach Retirement Advisors, LLC
RIAVestavia, AL
Bluewater Wealth Advisors, LLC
RIAVestavia, AL
Mfp, LLC
RIAVestavia, AL