Retirement Planners of America
Firm details
- Headquarters
- Plano, Texas
- CRD number
- 157222
- Registered since
- April 4, 2011
- Website
- www.rpoa.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.47%
- Individuals43.47%
- Corporations / Businesses1.06%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Retirement Planners of America is an independent registered investment adviser formed in 2011 that serves individual and family clients as well as some institutional relationships. The firm bills on a percentage-of-AUM basis and focuses on financial planning and portfolio management for individuals and small businesses. Its regulatory filings indicate it is not a multi-state adviser and does not position itself as a capital allocator; it is organized as a corporation with domestic and individual ownership. Public recognition includes placement on FA Magazine’s Top RIA Firms list in 2020 and inclusion in Barron’s Top 100 RIA Firms for both 2023 and 2024. The firm has an insurance-company affiliation noted in its filings.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Cash & Cash Equivalents2%
Owners & executives
3 of 5
Stephen Luby
Chief Revenue OfficerCRD 5691249
Jordan Roach
Chief Investment OfficerCRD 6138878
William Frye
Chief Compliance OfficerCRD 5704930
Contacts
3 of 31
Shawn Stone
Retirement SpecialistCRD 5701788
Karli Bradley
Financial AdvisorCRD 5882146
Clifford Kwan
Financial AdvisorCRD 4482210
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$3.5B in ETFs
91%
$3.2B
9%
$316M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BNY MELLON US LARGE CAP CORE EQUITY ETF (BKLC) | BNY Mellon | Passive | Large Blend | $1.6B | 10,957,162 | 44.75% |
Location
Plano, TX
Collin
Location
Plano, TX
Headquartered in Plano, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Collin
- Address
- 2820 Dallas Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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