MOSS, LUSE & WOMBLE, LLC

RIASEC RegisteredEst. 2019

Total AUM

$803M

Discretionary

$803M

100% of AUM

Avg account

$919K

Accounts

874

Employees

Advisory reps

Firm details

Headquarters: Plano, Texas
CRD number: 152841
Registered since: April 10, 2019
Website: www.mlwfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans43.65%
HNWI39.29%
Individuals17.06%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Moss, Luse & Womble, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves individual and family clients as well as institutional accounts, and combines financial planning with portfolio management for individuals and small businesses and pension consulting. Its business activities include accounting services, and its revenue model blends AUM-based fees with hourly and fixed-fee engagements. The adviser does not self-identify as an ESG-focused investor and is not positioned as a capital allocator; instead, it relies on third-party managers for alternative exposures.