Regulus Financial Group, LLC

Overview

Regulus Financial Group, LLC is registered with the SEC (since 2010) and organized as a limited liability company. FINTRX identifies the firm's ownership as a mix of a domestic entity and an individual and classifies the adviser as "Unclassified." The snapshot flags the firm as not operating as a capital allocator, not active on ESG investing, not a pension consultant, and not a related adviser. FINTRX provides limited operational details: business activities, advisory model, client types and fee structure are not listed in the dataset. The snapshot also marks the firm as not a "Multi State Adviser," a point that contrasts with the office footprint reported elsewhere in the same record.

Assets & Accounts

Location & Offices