Regulus Financial Group, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
120
Avg account
$0

Firm details

Headquarters
Kentwood, Michigan
CRD number
150631
Registered since
July 16, 2010

Firm profile

FINTRX

Overview

Regulus Financial Group, LLC is organized as a limited liability company and is listed as SEC-registered since 2010. The firm’s FINTRX snapshot identifies it as a domestic entity with individual ownership and leaves its regulatory classification as unclassified. In filings the firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. Available data on the firm’s advisory activities, client types, and fee structure are not provided in the source material. The limited public detail suggests either minimal disclosure to the data source or that the firm operates without the specific designations tracked in the snapshot.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 7
  • Thomas Bonnington

    Thomas Bonnington

    Chief Compliance OfficerCRD 6804667

  • Kelley Luttrull

    Kelley Luttrull

    Chief Financial OfficerCRD 7363208

  • Gregory Brick

    Gregory Brick

    Founder & CEOCRD 2842477

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Contacts

3 of 113
  • Phillip Owens

    Phillip Owens

    Investment Advisor RepresentativeCRD 6104195

  • Kaponotuitalau Faitau

    Kaponotuitalau Faitau

    AssistantCRD 6910720

  • Matthew Mortillaro

    Matthew Mortillaro

    Investment Advisor RepresentativeCRD 7303849

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Kentwood, MI

Kent

Location

Kentwood, MI

Headquartered in Kentwood, MI, anchoring the Grand Rapids-Kentwood-Muskegon, MI metro in the Midwest.

Metro area
Grand Rapids-Kentwood-Muskegon, MI
Region
Midwest
County
Kent
Address
2687 44th St Se
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth