Aurora Securities

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
50
Avg account
$0

Firm details

Headquarters
Troy, Michigan
CRD number
46147
Registered since
March 26, 1999

Firm profile

FINTRX

Overview

Aurora Securities is organized as a corporation and has been SEC-registered since 1999. Public filings identify its ownership as a mix of a domestic entity and an individual, and the firm is categorized as "Unclassified" in the available summary. The record does not include typical descriptive items such as fee structure, client segments, or a breakdown of advisory or business activities, which limits visibility into how the firm positions its services. The filing flags several operational attributes: Aurora Securities is not designated as a capital allocator, is not identified as an active ESG investor, is not listed as a multi-state adviser, and is not recorded as a pension consultant or a related adviser. The combination of those attributes and the lack of disclosed business details suggests the public profile on investment approach and client focus is sparse in the source data.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Schaps

    CFOCRD 1892138

  • Clark Harris

    Clark Harris

    Co-Founder & CEOCRD 2730928

Contacts

3 of 48
  • Giovanni Malatesta

    Investment Advisor RepresentativeCRD 4577915

  • Brian Dudley

    Brian Dudley

    Senior Vice President, Business DevelopmentCRD 4014477

  • John Nalepka

    Registered RepresentativeCRD 1998368

Unlock 45 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Troy, MI

Oakland

Location

Troy, MI

Headquartered in Troy, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Oakland
Address
2565 W Maple Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth