AURORA SECURITIES

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
52
Avg account
$0

Firm details

Headquarters
TROY, Michigan
CRD number
46147
Registered since
March 26, 1999

Firm profile

FINTRX

Overview

Aurora Securities is organized as a corporation and has been SEC-registered since 1999. Ownership is listed as a mix of a domestic entity and an individual. The firm is classified as unclassified in the snapshot data and is not reported to act as a capital allocator. FINTRX flags Aurora Securities as not being an active ESG investor, not a multistate adviser, not newly formed, not a pension consultant, and not a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Lori Kamen

    President and Chief Compliance OfficerCRD 2805591

  • MICHAEL SCHAPS

    CFOCRD 1892138

  • CLARK HARRIS

    Co-Founder & CEOCRD 2730928

Contacts

3 of 49
  • GIOVANNI MALATESTA

    Investment Advisor RepresentativeCRD 4577915

  • BRIAN DUDLEY

    Senior Vice President, Business DevelopmentCRD 4014477

  • JOHN NALEPKA

    Registered RepresentativeCRD 1998368

Unlock 46 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

TROY, MI

OAKLAND

Location

TROY, MI

Headquartered in TROY, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
OAKLAND
Address
2565 W Maple Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth