REGAL INVESTMENT ADVISORS LLC

RIASEC RegisteredEst. 2010

Total AUM

$2.9B

Discretionary

$2.4B

85% of AUM

Avg account

$214K

Accounts

13,473

Employees

131

Advisory reps

121

Firm details

Headquarters: KENTWOOD, Michigan
CRD number: 125004
Registered since: October 19, 2010
Website: regalria.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals55.37%
HNWI39.67%
Pension & Profit Sharing Plans4.42%
Corporations / Businesses0.5%
Charitable Organizations0.03%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Regal Investment Advisors LLC is an independent, SEC-registered investment adviser that has operated since 2010 and functions as a capital allocator for both individual/family and institutional clients. The firm combines discretionary portfolio management with financial planning, pension consulting, selection of outside advisers, and educational programming. It also maintains insurance-broker activities, which supports integration of annuity and insurance-based solutions into client plans. Regal offers multiple billing arrangements — percentage of AUM plus hourly and fixed-fee options — and serves a broad client mix ranging from individual and family accounts to institutional mandates. The firm does not self-identify as an active ESG investor. Regal received a Top RIA Firms mention from FA Magazine in 2020.