RCM Securities

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
15548
Registered since
April 19, 1985

Firm profile

FINTRX

Overview

RCM Securities is organized as a corporation with ownership described as a combination of a domestic entity and an individual. Publicly available disclosures for the firm are minimal: it is classified as unclassified and provides little detail about its business model, client types, or fee arrangements. Available fields indicate the firm does not position itself as a capital allocator and does not identify as an active ESG investor. It also does not report activity as a multi-state adviser or as a pension consultant, and it is not flagged as newly formed. Core advisory activities and the firm’s client base are not disclosed, which constrains assessment of how the firm sources business or structures client relationships.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Michael Schilling

    Michael Schilling

    Chief Compliance OfficerCRD 2609624

Contacts

3 of 12
  • John Cox Jr.

    John Cox Jr.

    BrokerCRD 2381930

  • Edmund Sweeney

    Edmund Sweeney

    Managing Director, FounderCRD 4566276

  • Nicholas Weir

    Nicholas Weir

    Vice PresidentCRD 1537065

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
318 W Adams St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth