RBC ROCHDALE, LLC

RIASEC RegisteredEst. 1986

Total AUM

$73B

Discretionary

$72.8B

100% of AUM

Avg account

$1.7M

Accounts

42,671

Employees

269

Advisory reps

127

Firm details

Headquarters: New York, New York
CRD number: 117198
Registered since: June 20, 1986
Website: www.cnr.com
Custodians: CITY NATIONAL BANK, PERSHING LLC, ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI68.39%
Investment Companies15.67%
Corporations / Businesses10.81%
Charitable Organizations2.82%
Pension & Profit Sharing Plans1.31%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

RBC Rochdale, LLC is an SEC-registered investment adviser organized as an LLC and classified in the data as a hedge-fund adviser. The firm provides discretionary and non-discretionary portfolio management for a mix of individual, family and institutional clients, as well as for pooled investment vehicles and investment companies. Services include direct portfolio management across client types and the selection of sub‑advisers. Fee arrangements combine percentage-of-AUM and fixed-fee structures. The firm is not flagged as an active ESG investor and was listed among the Financial Times’ Top 300 RIA Firms in 2020.