RBC Rochdale, LLC

RIASEC RegisteredEst. 1986

Total AUM

$73B

Discretionary

$72.8B

100% of AUM

Avg account

$1.7M

Accounts

42,770

Employees

269

Advisory reps

127

Firm details

Headquarters: New York, New York
CRD number: 117198
Registered since: June 20, 1986
Website: www.cnr.com
Custodians: CITY NATIONAL BANK, PERSHING LLC, ASSETMARK TRUST CO.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI68.39%
Investment Companies15.67%
Corporations / Businesses10.81%
Charitable Organizations2.82%
Pension & Profit Sharing Plans1.31%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

RBC Rochdale, LLC is an SEC-registered investment adviser organized as an LLC that operates as a hedge-fund-classified manager while also providing fee-based portfolio management for a mix of individuals, families, pooled vehicles and institutional clients. The firm performs discretionary portfolio management across client types and offers selection-of-other-advisers capabilities; it is also registered to act as a commodity pool operator/commodity trading advisor. Its regulatory footprint and affiliations extend into broker‑dealer, bank/thrift, trust company, insurance and futures markets, reflecting a broad set of operational relationships. The firm does not position itself as an active ESG investor. Fee arrangements include both percentage-of-AUM and fixed-fee structures. Financial Times recognized the firm in its Top 300 RIA Firms list in 2020.