RBC Global Asset Management (UK) Limited

RIASEC RegisteredEst. 2013
Total AUM
$178B
Discretionary
$176B
99% of AUM
Avg account
$603M
Accounts
295
Employees
471
Advisory reps
13

Firm details

Headquarters
LONDON,
CRD number
168551
Registered since
September 10, 2013
Custodians
STATE STREET BANK AND TRUST CUSTODIAL SERVICES, BROWN BROTHERS HARRIMAN INVESTMENTS, LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles67.94%
  • State / Municipal Government10.68%
  • Banking / Thrift Institutions5.62%
  • Pension & Profit Sharing Plans4.54%
  • Investment Companies4.3%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

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Overview

RBC Global Asset Management (UK) Limited is a UK-registered corporate asset manager that operates with a hedge-fund classification and serves both individual/family and institutional clients. Its business model includes acting as a commodity pool operator/commodity trading adviser (CPO/CTA) and providing portfolio management across investment companies, pooled investment vehicles and institutional or corporate clients. The firm charges both a percentage-of-AUM fee and performance-based fees and is identified as an active ESG investor. The firm’s regulatory and business footprint extends into market infrastructure roles and sponsorship: filings list affiliations that include broker-dealer activity, trust and banking relationships, futures commission merchant roles and sponsorship or managerial positions in pooled investment vehicles. Those affiliations, together with the CPO/CTA designation and performance-fee structures, indicate the firm runs incentive-aligned pooled strategies alongside traditional discretionary mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 44%, Sovereign Bonds 26%, Exchange Traded Equities 21%, US Government Bonds 3%, Cash & Cash Equivalents 2%, Non-Exchange Traded Equities 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%, Other 1%44%
  • Investment Grade Corp Bonds44%
  • Sovereign Bonds26%
  • Exchange Traded Equities21%
  • US Government Bonds3%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 6
  • SIMON GOODWIN

    Chief Compliance OfficerCRD 8038150

  • DAMON WILLIAMS

    Chief Executive OfficerCRD 5530176

  • MALENA LJUNGKVIST

    Chief Risk OfficerCRD 7722013

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Contacts

3 of 7
  • STUART KEDWELL

    CRD 8253744

  • DONNA MEYERS

    DirectorCRD 8213455

  • SCOTT CURRIN

    Head of Financial CrimeCRD 6569692

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LONDON, null

Location

LONDON, null

Headquartered in LONDON, null.

Address
100 Bishopsgate
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth