RATIO CAPITAL

RIASEC Registered
Total AUM
$24M
Discretionary
$24M
100% of AUM
Avg account
$324K
Accounts
74
Employees
3
Advisory reps
3

Firm details

Headquarters
LAS VEGAS, Nevada
CRD number
283357
Custodians
CHARLES SCHWAB & CO., INC., EQUITY TRUST ADVISORS, INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals39.6%
  • Charitable Organizations31.71%
  • HNWI16.15%
  • Pension & Profit Sharing Plans12.55%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Ratio Capital is an independent, owner-operated registered investment adviser organized as a corporation that focuses on individuals and families. The firm blends financial planning with portfolio management for individual and small-business clients, and it also sources external managers when appropriate. Ratio Capital acts as an insurance broker in addition to its advisory work and charges clients via a combination of AUM-based and fixed fees. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 60%, Investment Grade Corp Bonds 20%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 10%60%
  • Exchange Traded Equities60%
  • Investment Grade Corp Bonds20%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • Thomas O

    President, CEOCRD 4870067

Contacts

2 of 2
  • SCOTT HOFMAN

    Managing PartnerCRD 5069797

  • JOSE TEJADA

    Lending SpecialistCRD 6094381

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

LAS VEGAS, NV

CLARK

Location

LAS VEGAS, NV

Headquartered in LAS VEGAS, NV, anchoring the Las Vegas-Henderson, NV metro in the West.

Metro area
Las Vegas-Henderson, NV
Region
West
County
CLARK
Address
8465 W Sahara Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth