Rathbones

RIASEC RegisteredEst. 2005

Total AUM

$135B

Discretionary

$119B

88% of AUM

Avg account

$615K

Accounts

219,634

Employees

1,715

Advisory reps

Firm details

Headquarters: Liverpool,
CRD number: 124925
Registered since: November 16, 2005
Website: www.rathbones.com
Custodians: RATHBONE NOMINEES LIMITED, ALLFUNDS BANK SAU LONDON BRANCH, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI42.09%
Individuals21.55%
Pension & Profit Sharing Plans16.52%
Charitable Organizations9.52%
Corporations / Businesses5.85%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rathbones is a registered investment adviser that combines wealth management and related financial services with banking and financial-product distribution. The firm is foreign-owned with individual ownership elements and has been SEC-registered since 2005. It acts as both a qualified custodian and an independent RIA, serving individual and family clients as well as institutional clients. Its fee mix includes percentage-of-AUM charges, fixed fees and commission arrangements. Advisory capabilities listed by the firm include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, plus client education through publications and seminars. Rathbones does not identify itself as an active ESG investor and is not designated as a multi-state adviser in the source data.