Rathbones

RIASEC Registered

Total AUM

$135B

Discretionary

$119B

88% of AUM

Avg account

$615K

Accounts

219,634

Employees

1,715

Advisory reps

Firm details

Headquarters: Liverpool,
CRD number: 124925
Registered since: November 16, 2005
Website: www.rathbones.com
Custodians: RATHBONE NOMINEES LIMITED, ALLFUNDS BANK SAU LONDON BRANCH, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI42.09%
Individuals21.55%
Pension & Profit Sharing Plans16.52%
Charitable Organizations9.52%
Corporations / Businesses5.85%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Rathbones is an independent advisory firm serving individuals, families, businesses, and institutions. Its work includes financial planning and portfolio management, as well as pension consulting, educational events, and financial publications. The firm also conducts banking and financial-product sales activities and is registered with the SEC, with registration dating to 2005. Its fees include asset-based charges, fixed fees, and commissions. The firm is also identified as a qualified custodian.