Cambridge Investment Research Advisors, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$139B

Discretionary

$131B

94% of AUM

Avg account

$228K

Accounts

608,275

Employees

3,527

Advisory reps

3,941

Firm details

Headquarters: Fairfield, Iowa
CRD number: 134139
Registered since: February 3, 2005
Website: www.joincambridge.com
Custodians: PERSHING LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types: HNWI50.19%
Individuals46.88%
State / Municipal Government2.16%
Pension & Profit Sharing Plans0.76%
Charitable Organizations0.01%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Cambridge Investment Research Advisors, Inc. is a corporate SEC‑registered investment adviser (registered in 2005) that serves both individual/family clients and institutional investors. The firm provides a broad advisory offering, including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, market‑timing services and educational seminars. Its fee arrangements are varied — percentage of AUM, hourly, fixed fees, commissions and other structures are used depending on client engagement. The firm is identified as an active ESG investor and maintains relationships across the financial ecosystem, including broker‑dealers, other advisers, accounting and legal firms, insurance companies, pension consultants and real estate brokers.