Raffles Capital Management, LLC

RIASEC RegisteredEst. 2012

Total AUM

$270M

Discretionary

$270M

100% of AUM

Avg account

$270M

Accounts

1

Employees

2

Advisory reps

2

Firm details

Headquarters: New York, New York
CRD number: 161565
Registered since: March 14, 2012
Website: raffleslp.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles100%
Services: Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Raffles Capital Management, LLC is an SEC-registered investment adviser organized as an LLC and operating as a hedge fund manager. Founded for SEC registration in 2012, the firm serves an institutional client base and focuses on managing pooled investment vehicles. It undertakes sponsor/GP and managing-member roles for its funds and charges a mix of AUM-based and performance-based fees. The firm does not position itself as an ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Contacts

2 of 2

Paul O'leary
OwnerCRD 6027893
James O'leary
PartnerCRD 6027923

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 10

Active vs passive

$14M in ETFs

Passive

69%

$9.7M

Active

31%

$4.3M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
PROSHARES TRUST ULTRA VIX SHORT TERM FUTURES (UVXY)	ProShares	Passive	Trading Miscellaneous	$3.5M	139,790	24.86%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 5 Penn Plz
Time zone: ET (UTC-5)
Office locations

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