RAFFLES CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 161565
- Registered since
- March 14, 2012
- Website
- raffleslp.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Raffles Capital Management, LLC is a small, SEC-registered investment manager formed in 2012 and organized as an LLC. The firm operates as a hedge fund manager that primarily serves institutional clients and acts as sponsor/GP and managing member of pooled investment vehicles. Its advisory work centers on portfolio management for pooled funds rather than individual retail advisory relationships. Compensation is a mix of a percentage-of-AUM fee and performance-based fees, consistent with an active, incentive-aligned hedge fund model. The firm is not positioned as an ESG-focused manager and does not present itself as a multi-state or pension consultant adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2PAUL O'LEARY
OwnerCRD 6027893
JAMES O'LEARY
PartnerCRD 6027923
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$9.4M in ETFs
57%
$5.3M
24%
$4.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PROSHARES ULTRASHORT GOLD (GLL) | ProShares | Passive | Trading Inverse Commodities | $2.6M | 130,000 | 27.98% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 5 Penn Plz
- Time zone
- ET (UTC-5)
- Office locations
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