DOMINARI IM LLC

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
334275
Registered since
April 1, 2025

Firm profile

FINTRX

Overview

Dominari Im LLC is a limited liability company registered as an SEC investment adviser in 2025 and listed as both a broker-dealer and an investment adviser in its affiliations. Ownership is reported as a combination of a domestic entity and an individual. The firm is unclassified in public filings and is not identified as a capital allocator, pension consultant, related adviser, or active ESG investor. It is not registered as a multi-state adviser. Public information points to a business model centered on advising pooled investment vehicles rather than running traditional retail advisory relationships. There is no reported retail client base or average client relationship size, and the firm’s primary investment activity appears concentrated in managed funds categorized as “Other.” Given the broker-dealer affiliation, Dominari Im LLC may have the infrastructure to distribute or place private fund interests alongside its advisory activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • KYLE WOOL

    Chief Executive OfficerCRD 4238101

  • Jaime Mercado

    Chief Compliance OfficerCRD 2863760

Contacts

1 of 1
  • ERIC NEWMAN

    Registered RepresentativeCRD 2509259

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
725 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth